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Capital market operators engaged in illegal activities will be punished — SEC

He said, “It's important that, as a form of self-regulation, they are aware beforehand that if you do what is not right, the SEC will bring you out to the world to say that you do not have character because the very ethics of regulating or registering a securities market operator is in the principle of the fit and proper person's test.

Capital market operators engaged in illegal activities will be punished — SEC
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